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MEDIA MENTIONS

APR 7 2014

Joe Dougherty Participates as Panelist at 2014 SIFMA Compliance & Legal Seminar

On Tuesday, April 1, Joseph A. Dougherty participated as a panelist at the 2014 SIFMA Compliance & Legal Seminar in Orlando, Florida. Dougherty provided a presentation titled “Recruiting Securities Industry Professionals” and participated in the panel discussion for a large group of securities industry businesspersons, in-house and outside legal counsel and compliance specialists.